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Filings & disclosure

NI 43-101 (Mining Disclosure)

NI 43-101 is the Canadian standard governing how mining companies disclose mineral resources and reserves to investors.

Part of the Cross-Border Investing (CA + US) course · Lesson 17 of 17

What it is

National Instrument 43-101 (NI 43-101) is a Canadian securities rule that sets out how companies must report scientific and technical information about mineral projects. It requires that key disclosures, such as estimates of mineral resources and reserves, be prepared or supervised by a 'Qualified Person' and supported by a Technical Report. It is designed to protect investors from unverified or overstated mining claims.

Why it matters

For mining investors, NI 43-101 is the credibility benchmark: resource and reserve figures backed by a compliant Technical Report carry far more weight than unqualified company estimates. It standardizes terms like 'measured,' 'indicated,' and 'inferred' resources so investors can compare projects. A pitfall is confusing a resource (mineralization that may exist) with a reserve (the economically mineable portion), which NI 43-101 carefully distinguishes.

How it's calculated

Not a calculated metric; it is a disclosure standard. Estimates are prepared by a Qualified Person following defined classification categories and filed as a Technical Report on SEDAR+.

How Quintarthai uses it

Mining names sourced from Canadian disclosures are fully covered on Quintarthai without a paywall, available across the screener and company pages. Open a company page to view a mining issuer.

Cross-border note. NI 43-101 is the Canadian regime filed on SEDAR+; the US equivalent is the SEC's Regulation S-K 1300 rules, which use similar but not identical resource and reserve definitions filed on EDGAR.

FAQ

What is a 'Qualified Person' under NI 43-101?
A Qualified Person is an experienced, professionally accredited geoscientist or engineer responsible for the technical disclosures. Their sign-off is what gives a resource or reserve estimate its regulatory credibility.
What is the difference between a resource and a reserve?
A mineral resource is a concentration of minerals with reasonable prospects for economic extraction, while a reserve is the portion of a resource shown to be economically mineable after applying cost and engineering factors. Reserves are the more rigorous, higher-confidence category.
Related terms
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